Business Support Provides leadership and oversight of daily workload for the work group. Serves as first resource and point of escalation for regulatory exams, audits, risk assessments, and other related projects. Identifies and recommends process improvements. May perform system testing or maintenance. Compliance Review Leads the research and investigation of unusual act

JOB DESCRIPTION Make your mark for patients. We're here because we want to build the future and transform patients' lives for the better. At UCB, our people are our experiences and achievements, our passion and drive. That's why we're looking for talented individuals with diverse backgrounds and experiences not just the best and brightest, but those who care about making

Compliance Oversight Manages a team of associates who analyze internal processes and systems for data gaps, discrepancies, or other compliance related issues. Oversees the implementation of necessary changes to business processes, systems, or programs in accordance with external laws and regulations. Leads the review and execution of enterprise wide initiatives that ensur

Compliance Oversight Manages a team of associates who analyze internal processes and systems for data gaps, discrepancies, or other compliance related issues. Oversees the implementation of necessary changes to business processes, systems, or programs in accordance with external laws and regulations. Leads the review and execution of enterprise wide initiatives that ensur

Wake Forest University School of Law invites applications for a tenure track assistant professor to teach constitutional law. Job Description Wake Forest University School of Law Constitutional Law Professor Job Qualifications Applicants should possess a J.D. from an accredited U.S. law school. The potential to engage in high quality research and teaching is required. Exp

FuturePlan is the nation's largest third party administrator (TPA) of retirement plans, partnering with advisors in all 50 states. FuturePlan delivers the best of both worlds high touch personalized service from local TPAs backed by the strength and security of a large national firm, Ascensus. Our roots go back decades, with nearly 30 outstanding legacy firms now joined t

The Director of Regulatory Affairs is responsible for planning, implementation and oversight of ethics and regulatory operations for the Institute for Global Health and Infectious Diseases ( IGHID ) investigators conducting observational and clinical research protocols. The Director supervises the activities of approximately 10 regulatory support staff members. The missio

This position performs work in the athletic compliance office to ensure integrity with all NCAA, ACC, and Wake Forest University (WFU) rules and regulations, primarily assisting the compliance staff and working with the WFU coaches/sport specific staff members. Works directly with the Assistant Athletic Director/Compliance, Director of Compliance, and Sr. Associate AD/Com

Support the centralized monitoring program by performing risk based testing and oversight reviews, electronic communication monitoring, and market abuse testing. Identify, escalate, address, and validate potential policy violations identified through monitoring activities. Partner with business and compliance colleagues to enhance and develop compliance controls and new c

The Global RA Manager contributes to the Company's success by managing the Corporate R&D Pipeline (projects in R&D Development) by providing regulatory guidance to the R&D Global Core Team as well as other non R&D functions, as needed. Main Responsibilities 1) Contributes to company success with collaboration from TA head 2) Accountable for global/regional regulatory stra

Develop strong relationships with key business and risk partners, while providing appropriate and timely responses to business line and other inquiries. Maintain an understanding of Allspring's operations and regulatory guidance/expectations Test, draft, and provide advice and guidance on 38a 1 and 206(4) 7 policies & procedures, as well as regulations Conduct third party

Wake Forest University School of Law invites applications for a tenured professor, tenure track associate professor, or tenure track assistant professor to teach business law. Lateral applicants should hold a tenured/tenure track position at an accredited U.S. law school. Job Description Wake Forest University School of Law Business Law Professor Job Description Summary W

Maintain a thorough understanding of Allspring's global business activities and its policies and procedures, including the Code of Ethics and relevant policies to manage conduct risk Perform daily and periodic conduct risk monitoring activities and forensic testing, including monitoring of personal investments, outside business activities, gifts and entertainment, politic

Manage Regulatory Compliance Develop and maintain Compliance Framework. Ensure compliance with regulations. Ensure third party partners meet Regulatory requirements. Control Testing strategy and implementation, day to day compliance oversight and remediation of third party Compliance related issues. Partner with Line of Business, Compliance and third parties to ensure all

Serve as a subject matter expert, including consulting in meetings or other forums, providing scientific support to academic and community partners, and developing or reviewing dissemination products. Lead or provide methodological expertise in qualitative and/or quantitative research methods, including major input to study design, instrument development, data collection,